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Viviana is part of the team responsible for ensuring our policies and procedures comply with regulatory and integrity standards. She is the Compliance lead for the internal monitoring programme and client due diligence on-boarding.
She joined the firm in 2017 from Old Mutual Global Investors where she spent 3 years as their Conduct Compliance Officer. She began her career at QW Capital as a Compliance Analyst.
Viviana is a Chartered Fellow from the Institute for Securities & Investment (CISI) and holds the CISI Diploma in Investment Compliance, the Investment Management Certificate from the CFA Institute, and an M.A. in International Journalism from City University of London. Viviana is bilingual in English and Spanish.